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CS 471 Operating Systems
Fall 2020
Programming Assignment 2 (PA2):
Due date: Friday, December 4, 11:59 pm
Table of contents
1. Introduction
2. Code walk--through (20 points)
3. Design (20 points) and Implementation (60 points)
4. Coding Practices, Submission and Grading
1. Introduction
Your current OS/161 system has minimal support for running executables - nothing that could be
considered a true process. This project involves the transformation of OS/161 into a true multi‐tasking
operating system. The project is left open--ended deliberately; there are several design options that you
can consider and commit to. After this assignment, your OS/161 kernel will be capable of running
multiple processes (as long as those processes use the system calls you implement) at once from actual
compiled programs stored in your account. These programs will be loaded into OS/161 and executed in
user mode by System/161; this will occur under the control of your kernel. In other words, in this project,
you will implement some of the system calls we discussed in the beginning of the semester, including
fork, exec, and waitpid.
Before starting, you will need to complete a few steps (as in OS/161 Asst 1) to “tag your Git repository”,
“configure OS/161 for ASST 2”, and “build for ASST 2”. Please see the previous assignment’s (OS
161/Asst 1) hand out for instructions on how to do that. When you run your kernel configured for this
assignment, you will again see a menu with various options (including test options).
As a first step, you must implement the interface between user-mode programs ("userland") and the
kernel. As usual, we provide part of the code you will need. Your job is to design and build the missing
pieces. You will also be implementing the subsystem that keeps track of the multiple tasks you will have
in the future. You must decide what data structures you will need to hold the data pertinent to a "process"
(hint: look at kernel include files of your favorite operating system for suggestions, specifically the proc
structure.)
In order to do that you will have to read and understand the parts of the system that are written for you.
This is an essential component of this assignment. The existing code can run one user-level C program at
a time as long as it doesn't want to do anything but shut the system down. We have provided sample user
programs that do this (reboot, halt, poweroff), as well as others that make use of features you
will be adding in this assignment.
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So far, all the code you have written for OS/161 has only been run within, and only been used by, the
operating system kernel. In a real operating system, the kernel's main function is to provide support for
user-‐level programs. Most such support is accessed via "system calls." The system gives you one system
call, reboot(), which is implemented in the function sys_reboot() in main.c. In GDB, if you
put a breakpoint on sys_reboot and run the "reboot " program, you can use "backtrace" to
see how it got there.
User--level programs
The System/161 simulator can run normal programs compiled from C. The programs are compiled with a
cross--‐compiler, cs161-gcc. This compiler runs on the host machine and produces MIPS executables;
it is the same compiler used to compile the OS/161 kernel. To create new user programs, you will need to
edit the Makefile in bin, sbin, or testbin (depending on where you put your programs) and then
create a directory similar to those that already exist. Use an existing program and its Makefile as a
template.
Design
Please note that your design documents become an important part of the work you submit in this project.
The design documents should clearly reflect the development of your solution. They should not merely
explain what you programmed.
Note that it can often be hard to write (or talk) about new software design - you are facing problems that
you have not seen before, and therefore even finding terminology to describe your ideas can be difficult.
There is no magic solution to this problem; but it gets easier with practice. Now is a really good time to
work closely with your partner. As you design this assignment, you may have to ”invent” terminology
and notation - this is fine (just be sure to explain it to your TA in your design document). If you do this,
by the time you have completed your design, you will find that you have the ability to efficiently discuss
problems that you have never seen before.
To help you get started, we have provided the following questions as a guide for reading through the
code. We recommend that you divide up the code and have each partner answer questions for different
modules. After reading the code and answering questions, get together and exchange summations of the
code you each reviewed. Once you have done this, you should be ready to discuss strategy for designing
your code for this assignment. As always, make sure to comply with the GMU and CS honor codes – the
only person you can cooperate with is your partner (if you have one).
2. Code walk-through (20 points)
Include the answers to the code walk-through questions as the first part of your design document.
kern/userprog: This directory contains the files that are responsible for the loading and running of
user-level programs. Currently, the only files in the directory are loadelf.c, runprogram.c, and
uio.c, although you may want to add more of your own during this assignment. Understanding these
files is the key to getting started with the implementation of multiprogramming. Note that to answer some
of the questions, you will have to look in files outside this directory.
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loadelf.c: This file contains the functions responsible for loading an ELF executable from the
filesystem and into virtual memory space. (ELF is the name of the executable format produced by
cs161-gcc.) Of course, at this point this virtual memory space does not provide what is normally
meant by virtual memory -- although there is translation between the addresses that executables "believe"
they are using and physical addresses, there is no mechanism for providing more memory than exists
physically.
runprogram.c: This file contains only one function, runprogram(), which is responsible for
running a program from the kernel menu. It is a good base for writing the execv() system call, but only a
base -- when writing your design doc, you should determine what more is required for execv() that
runprogram() does not concern itself with. Additionally, once you have designed your process
system, runprogram() should be altered to start processes properly within this framework; for
example, a program started by runprogram() should have the standard file descriptors available while
it's running.
uio.c: This file contains functions for moving data between kernel and user space. Knowing when and
how to cross this boundary is critical to properly implementing user-level programs, so this is a good file
to read very carefully. You should also examine the code in lib/copyinout.c
Questions
1. What are the ELF magic numbers?
2. What is the difference between UIO_USERISPACE and UIO_USERSPACE? When should one use
UIO_SYSSPACE instead?
3. Why can the struct uio that is used to read in a segment be allocated on the stack in
load_segment() (i.e., where does the memory read actually go)?
4. In runprogram(), why is it important to call vfs_close() before switching to usermode?
5. What function forces the processor to switch into usermode? Is this function machine dependent?
6. In what file are copyin, copyout and memmove are defined? Why can't copyin and copyout be
implemented simply as memmove?
7. What is the purpose of userptr_t? Explain briefly.
kern/arch/mips/mips: traps and syscalls
Exceptions are the key to operating systems; they are the mechanism that enables the OS to regain control
of execution and therefore do its job. You can think of exceptions as the interface between the processor
and the operating system. When the OS boots, it installs an "exception handler" (carefully crafted
assembly code) at a specific address in memory. When the processor raises an exception, it invokes this,
which sets up a "trap frame" and calls into the operating system. Since "exception" is such an overloaded
term in computer science, operating system lingo for an exception is a "trap" -- when the OS traps
execution. In OS 161 terminology, interrupts are exceptions, and more significantly for this assignment,
so are system calls. (The terminology difference between OS/161 and many OS textbooks are
unfortunate; but it is not uncommon at all – recall our class discussion about “interrupts” and
“exceptions”). Specifically, syscall.c handles traps that happen to be syscalls. Understanding at least
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the C code in this directory is key to being a real operating systems programmer, so we highly
recommend reading through it carefully.
trap.c: mips_trap() is the key function for returning control to the operating system. This is the
C function that gets called by the assembly exception handler. md_usermode() is the key function for
returning control to user programs. kill_curthread() is the function for handling broken user
programs; when the processor is in usermode and hits something it can't handle (say, a bad instruction), it
raises an exception. There's no way to recover from this, so the OS needs to kill off the process. Part of
this assignment will be to write a useful version of this function.
syscall.c: mips_syscall() is the function that delegates the actual work of a system call to the
kernel function that implements it. Notice that reboot() is the only case currently handled. You will
also find a function, md_forkentry(), which is a stub where you will place your code to implement
the fork() system call. It should get called from mips_syscall().
Questions
8. What is the numerical value of the exception code for a MIPS system call?
9. Why does mips_trap() set curspl to SPL_HIGH "manually", instead of using splhigh()?
10. How many bytes is an instruction in MIPS? (Answer this by reading mips_syscall() carefully,
not by looking somewhere else.)
11. Why do you "probably want to change" the implementation of kill_curthread()?
12. What would be required to implement a system call that took more than 4 arguments?
lib/crt0: This is the user program startup code. There's only one file in here, mips-crt0.S,
which contains the MIPS assembly code that receives control first when a user-level program is started. It
calls the user program's main(). This is the code that your execv() implementation will be
interfacing to, so be sure to check what values it expects to appear in what registers and so forth.
lib/libc: This is the user-level C library. There's obviously a lot of code here. We don't expect you
to read it all, although it may be instructive in the long run to do so. For present purposes you need only
look at the code that implements the user-level side of system calls, which we detail below.
errno.c: This is where the global variable errno is defined.
syscalls-mips.S: This file contains the machine-dependent code necessary for implementing the
user-level side of MIPS system calls.
syscalls.S: This file is created from syscalls-mips.S at compile time and is the actual file
assembled into the C library. The actual names of the system calls are placed in this file using a script
called callno-parse.sh that reads them from the kernel's header files. This avoids having to make a
second list of the system calls. In a real system, typically each system call stub is placed in its own source
file, to allow selectively linking them in. OS/161 puts them all together to simplify the makefiles.
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Questions
13. What is the purpose of the SYSCALL macro?
14. What is the MIPS instruction that actually triggers a system call? (Answer this by reading the source
in this directory, not looking somewhere else.)
3. Design (20 points) and Implementation (60 points) - (80 points total)
Download necessary files
As in the previous ASST1, you need to download two files from Blackboard and put them in their
appropriate directory. You need to update your source code with these two files before you begin your
assignment:
? callno.h in ‘os161-1.11/kern/include/kern/’
? unistd.h in ‘os161-1.11/include/’
After replacing the files accurately, tag your repository as asst2-begin, if you have not already done
so.
System calls and exceptions
Implement system calls and exception handling. The full range of system calls that we think you might
want over the course of the semester is listed in kern /include/kern/callno.h. For this
assignment you should implement:
● getpid
● getppid
● fork
● execv
● waitpid
● _exit
It's crucial that your syscalls handle all error conditions gracefully (i.e., without crashing OS/161.) You
should consult the OS/161 man pages included in the distribution (in ~os161/os161-
1.11/man/syscall directory) and understand fully the system calls that you must implement. You
must return the error codes as described in those man pages.
Additionally, your syscalls must return the correct value (in case of success) or error code (in case of
failure) as specified in the man pages. Some of the grading scripts rely on the return of appropriate error
codes; adherence to the guidelines is as important as the correctness of the implementation. The file
include/unistd.h contains the user-level interface definition of the system calls that you will be
writing for OS/161 (including ones that are relevant for another potential assignment). This interface is
different from that of the kernel functions that you will define to implement these calls. You need to
design this interface and put it in kern/include/syscall.h. As you may have discovered in OS
161/Asst0, the integer codes for the calls are defined in kern/include/kern/callno.h. You
need to think about a variety of issues associated with implementing system calls. Perhaps the most
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obvious one is: can two different user-level processes (or user-level threads, if you choose to implement
them) find themselves running a system call at the same time? Be sure to argue for or against this, and
explain your final decision in the design document.
For any given process, the first file descriptors (0, 1, and 2) are considered to be standard input (stdin),
standard output (stdout), and standard error (stderr). These file descriptors should start out attached to the
console device ("con:").
An important design consideration is to decide where to put the code for these system calls. A good place
would be inside the kern/userprog directory. For the 6 system calls in this assignment, create 6 files
named getpid.c, getppid.c, fork.c, execv.c, waitpid.c, and exit.c, inside the
kern/userprog directory. Make sure to add the file names to your kern/conf/conf.kern file in
an appropriate place, as you have done in Assignment-0 for the hello.c file. By convention, the names of
the systems call functions will be as follows: sys_getpid, sys_getppid, sys_fork,
sys_execv, sys_waitpid, sys_exit. These names must also be added as declarations in the
kern/include/syscall.h file.
getpid()
A pid, or process ID, is a unique number that identifies a process. The implementation of getpid() is
not terribly challenging, but pid allocation and reclamation are the important concepts that you must
implement. It is not OK for your system to crash because over the lifetime of its execution you've used up
all the pids. Design your pid system; implement all the tasks associated with pid maintenance, and only
then, implement getpid().
getppid()
This system call works exactly like getpid(), except that it returns the parent process’ pid. Note that,
the getppid() system call is not included in the OS/161 man pages, and you can assume the following
spec:
getppid() will return the process ID of the parent of the calling process. This will be either the ID of
the process that created this process using fork() (if the parent hasn’t terminated yet), or -1 (if the
parent has already terminated).
fork(), execv(), waitpid(), _exit()
These system calls are probably the most challenging part of the assignment, but also the most rewarding.
They enable multiprogramming and make OS/161 a much more useful entity.
fork() is the mechanism for creating new processes. It should make a copy of the invoking process and
make sure that the parent and child processes each observe the correct return value (that is, 0 for the child
and the newly created pid for the parent). You will want to think carefully through the design of fork()
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and consider it together with execv() to make sure that each system call is performing the correct
functionality.
execv(), although "only" a system call, is really the heart of this assignment. It is responsible for taking
newly created processes and make them execute something useful (i.e., something different than what the
parent is executing). Essentially, it must replace the existing address space with a brand new one for the
new executable (created by calling as_create in the current dumbvm system) and then run it. While
this is similar to starting a process straight out of the kernel (as runprogram() does), it's not quite that
simple. Remember that this call is coming out of userspace, into the kernel, and then returning back to
userspace. You must manage the memory that travels across these boundaries very carefully. (Also,
notice that runprogram() doesn't take an argument vector -- but this must of course be handled
correctly in execv()).
Although it may seem simple at first, waitpid() requires a fair bit of design. Read the specification in
the OS 161 waitpid() man page carefully to understand the semantics, and consider these semantics
from the ground up in your design. You may also wish to consult the general UNIX man page, though
keep in mind that you are not required to implement all the things UNIX waitpid() supports, nor is the
UNIX parent/child model of waiting the only valid or viable possibility.
The implementation of _exit() is intimately connected to the implementation of waitpid(). They
are essentially two halves of the same mechanism. Most of the time, the code for _exit() will be
simple and the code for waitpid() more complicated, but it's perfectly viable to design it the other way
around as well. If you find both are becoming extremely complicated, it may be a sign that you should
rethink your design.
A note on errors and error handling of system calls:
The man pages in the OS/161 distribution contain a description of the error return values that you must
return. If there are conditions that can happen that are not listed in the man page, return the most
appropriate error code from kern/errno.h. If none seems particularly appropriate, consider adding a
new one. If you're adding an error code for a condition for which Unix has a standard error code symbol,
use the same symbol if possible. If not, feel free to make up your own, but note that error codes should
always begin with E, should not be EOF, etc. Consult Unix man pages to learn about Unix error codes; on
Linux systems "man errno" will do the trick. Note that if you add an error code to
kern/include/kern/errno.h, you need to add a corresponding error message to the file
lib/libc/strerror.c
kill_curthread()
Feel free to write kill_curthread() in as simple a manner as possible. Just keep in mind that
essentially nothing about the current thread's userspace state can be trusted if it has suffered a fatal
exception -- it must be taken off the processor in as judicious a manner as possible, but without returning
execution to the user level.
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Design Considerations
Here are some additional questions and thoughts to aid in writing your design document. They are not, by
any means, meant to be a comprehensive list of all the issues you will want to consider. You do not need
to explicitly answer or discuss these questions in your design document, but you should at least think
about them.
Your system must allow user programs to receive arguments from the command line. In addition, it must
also work with the “p” menu option (e.g., it must work for p testbin/add 2 5.) To accomplish
that, you need to edit the file menu.c. See “Testing Your System Call Implementation” section below
as well.
For instance, you should be able to run the following program:
char *filename = "/testbin/add";
char *args[4];
pid_t pid;
args[0] = "add";
args[1] = "3";
args[2] = "4";
args[3] = NULL;
pid = fork();
if (pid == 0) execv(filename, argv);
which will load the executable file testbin/add, install it as a new process, and execute it by
computing the sum (7).
Some questions to think about:
- Passing arguments from one user program, through the kernel, into another user program, is a bit
of a chore. What form does this take in C? You will probably need several iterations to get this
right.
- What primitive operations exist to support the transfer of data to and from kernel space? Do you
want to implement more on top of these?
- How will you determine: (a) the stack pointer initial value; (b) the initial register contents; (c) the
return value; (d) whether you can exec the program at all?
- You will need to "bullet-proof" the OS/161 kernel from user program errors. There should be
nothing a user program can do to crash the operating system (with the exception of explicitly
asking the system to halt).
- What new data structures will you need to manage multiple processes?
- What relationships do these new structures have with the rest of the system?
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Testing your system call implementations
To test your system call implementations, the best way would be to write small programs that make use of
those system calls (fork, exec,waitpid, etc.), compile with cs161-gcc compiler, and run it under
os161.
Specifically, when you build and invoke your kernel, on the sys161 menu, choose first the “Operations
Menu”, and then use the “[p]” option to invoke the executable. For example, typing:
p testbin/forktest
would invoke the forktest executable which is already provided in the “testbin” directory. The
“testbin” directory has other executables; and some of them may be useful for debugging. By reading
the first few lines of C programs there, you may be able to see whether the test program is suitable for this
project or not.
But more importantly, do not restrict your tests with the programs in the testbin directory. In fact it
may be wiser to first use very small programs (like the program with fork() and exec() whose code
is given on the previous page). For example you can store that program in a separate directory under
testbin and compile (by preparing and running a Makefile similar to that available for
“forktest” in testbin ). Those makefiles call cs161-gcc compiler with proper flags. And then
you can again use p testbin/myprogram if the name of your new executable is myprogram. In
your submission, include in your asst2 directory the scripts for the tests that you designed so that we can
evaluate them as well.
In this project, it is NOT necessary to implement the filesystem related system calls (such as read() and
write()). You can certainly do that if you wish; but it is not required. However, you will still need a
“shortcut” in order to execute library calls like putchar(), printf() to print to the screen; because
those calls issue a call to “write()”. If you don’t want to implement “write()” separately, you can
do the following:
Go to the kern/arch/mips/mips directory, and open for editing the file syscall.c. Within the
mips_syscall() function, you will see a switch statement. To handle the calls to “write()”,
add the following to the switch statement:
case SYS_write:
for (i = 0; i < (size_t) tf->tf_a2; ++i) {
kprintf("%c", ((char *) tf->tf_a1)[i]);
}
break;
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You would also need to add a declaration for the variable i as an unsigned int, and put it in the
beginning of the mips_syscall()function. Save syscall.c, build your kernel again, and this
should be sufficient for simply printing to the screen. In fact, even the “forktest” program will need
this “patch” in addition to the correct implementation of fork(), and exec(), for proper printing. But
as we mentioned, it is best to test your implementations first with very short programs, before moving to
“forktest” which is more complicated. You may also find some of the programs from the bin
directory useful, such as false, and true. For getppid(), write your own (short) test program.
4. Coding Practices, Submission and Grading
In this project, you can continue to work with your partner from Project 1. If you worked alone in Project
1, you can pair up with another CS 471 student from your section who also worked alone in Project 1.
You will need to (again) put significant time in reading the existing OS 161 kernel code. Make sure to
allocate sufficient time to debugging and extensive testing.
On the assignment due date:
1. Commit all your final changes to the system. Make sure your partner has committed everything as
well. Make sure you have the most up-to-date version of everything. Re-run make on both the
kernel and userland to make sure all the last-minute changes get incorporated.
2. Run the tests and generate scripts. If anything breaks, repeat step 1.
3. Tag your Git repository; prepare the diff and submission source tree.
4. Make your submission to the Blackboard by following the guidelines below.
Submissions
Your final submission should be a .tar.gz file. Please name this file uid1_uid2-asst2.tar.gz,
where uid1 and uid2 are you and your partner's GMU email IDs. If you work alone, it should be named as
uid-asst2.tar.gz where uid is your GMU e-mail id. It should contain the following:
● A copy of the complete current source code of your OS/161 version.
● All of the following in a newly-created asst2 directory
○ Your design document. Please use only .pdf, or.txt file formats.
○ A “diff” between asst2-begin and asst2-end.
○ A script of OS/161 running the various tt* tests successfully.
○ A script of the new test or tests you added for testing your system call implementations.
Note: Your design document is worth 20% of the grade for this assignment. It should contain:
● A high level description of how you are approaching the problem.
● A detailed description of the implementation (e.g., new structures, why they were created, what
they are encapsulating, what problems they solve).
● A discussion of the pros and cons of your approach.
● Alternatives you considered and why you discarded them.
Include your answers to the code walk-through questions in the design document as well (worth another
20% of the grade).
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On Blackboard, under the Projects/Project 2 folder you will find a link to submit your compressed file.
All members of a group must submit separately the same compressed file, and before the deadline. Make
sure to coordinate.
You can make as many submissions as you like; we will consider ONLY the last submission that you
make. So in case you need to re-submit, you must make sure the compressed file contains all the
components listed above.
Questions:
Programming – and system-related questions about the project should be directed to Fall 2020 CS 471
OS/161 Project Piazza Page, which is monitored by the GTAs from 10 AM to 6 PM on weekdays. Your
posts to the Piazza are by default private, meaning that it is received only by the instructors and GTAs.
You should NOT post public inquiries by changing those settings (occasionally, the GTAs can decide to
make some questions and answers public, if they think they are relevant for many students).
But keep in mind that code-reading and exploring the OS/161 kernel files is a component of the
assignment, so you should not expect detailed explanations of how the OS/161 kernel functions work.
Grading
This programming assignment accounts for 12% of your final grade. Late penalty for this assignment will
be 15% for each day. Submissions that are late by 3 days or more will not be accepted.

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